Integrity • Passion • Excellence

By George Roberts III

Syndication involves two or more investors coming together to make an investment that neither investor could make, or would make on their own.
The Howey Test is a four-pronged test courts apply to determine whether or not an investment constitutes a security. Securities must be sold either be sold through a broker dealer or you (read, your lawyer) must file for the appropriate exemption from registration.

Click on the image to see the Syndication Video.

This article has been prepared for informational purposes only, and is not intended to provide, nor should it be relied upon for legal, tax, or accounting advice. You should consult your own legal, tax and accounting professionals. Do your own due diligence.

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